Stay ahead of evolving regulations with an intelligent platform built for financial services. Embedded in your business process workflows, it uses AI and automation to ensure accuracy, reduce risk, and keep you audit-ready. Transform compliance from a complexity into your strategic advantage.
Take the guesswork out of compliance and transition confidently to a preventative risk management model. Our connected compliance financial services software aligns your first, second, and third lines of defense, embedding controls directly into workflows to reduce errors and ensure you're audit ready anytime.
Regulatory and Policy Management
Visualize the downstream effect of every regulatory update with granular precision by instantly tracing changes to the specific policies and live workflows they affect. Assess risk across multiple clauses simultaneously to identify and remediate compliance gaps before they disrupt your operations.
As new and updated regulations emerge, easily make changes to your regulation repository by adding new clauses and versioning existing ones, ensuring you stay ahead of compliance requirements.
Effortlessly map regulatory clauses, controls, and policy clauses to your business processes, ensuring compliance and operational efficiency.
Stop managing policies in disconnected systems that expose you to risk. Seamlessly collaborate using direct Office 365 and Teams integrations where every change syncs directly into Salesforce.
Controls Management
Create and manage compliance controls, define details, associate with processes and clauses, and specify tools to ensure compliance.
Define controls and embed them in business processes using low code, no code, and pro-code tools.
Ensure compliance with company policies by triggering alerts through established controls. Notify users and provide remediation steps whenever a policy is not followed
Boost operational efficiency and maintain accuracy through versioned procedures, admin-assigned configurations, and context-driven rule evaluation. With built-in approvals, real-time logging, and simplified activation, you're always in control.
Use AI to scan regulatory and policy documents, extract new and revised clauses, and generate a regulation repository that can be accessed and acted on by the entire organization.
Empower every frotline employee to act with confidence by providing an AI assistant that instantly answers complex policy questions with trusted data.
Easily configure AI to provide frontline teams with immediate, corrective guidance to block non-compliant communications or documents before they are finalized and beyond your organizational walls.
Scattered spreadsheets create dangerous blind spots across your business. Centralize all organizational threats into a single dynamic system of record so you can maintain total visibility and ensure every vulnerability is actively managed.
Vague metrics make prioritizing threats nearly impossible. Automatically calculate inherent and residual scores based on exact likelihood and impact so your team can tackle high priority vulnerabilities first.
Guesswork leaves your enterprise exposed to undocumented vulnerabilities. Launch targeted surveys directly to business leaders to easily gauge control effectiveness and gain complete visibility into your overall risk posture.
Screen showing how AI syndicates information and surfaces summaries risk teams can use to actively score and mitigate risk.
Audit Trails and Reporting
Prove all mandated controls are implemented as per regulatory clauses.
Prove control executions are consistent with regulatory and policy requirements with ease.
Provide your teams with full visibility of current compliance adherence in a single, unified console.
Eliminate the manual fire drill of evidence gathering by automatically capturing an immutable, time-stamped audit trail for every control execution. Instantly satisfy regulatory inquiries with a unified data lineage that proves exactly when and how every rule was followed
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Process Compliance Navigator has two separate SKUs for admins and base users. Compliance Admin unlocks all core process compliance navigator capabilities and Compliance Base User extends the enforcement, tracking, and risk surveillance to the frontline.
Make compliance your strategic advantage.
Extend compliance enforcement and monitoring to your frontline.
*AI features require an Agentforce add-on.
Contact a sales representative for detailed pricing information.
Try Financial Services Cloud free for 30 days. No credit card. No installations.
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Learn how Salesforce for financial services empowers customers' financial success.
Financial Services Cloud is world’s #1 AI CRM for financial services that unlocks data from core banking, wealth, and insurance platforms and unifies it around the customer. The Process Compliance Navigator is an integrated compliance platform built on Salesforce, designed to help financial services institutions (FSIs) mitigate regulatory risk and reduce operational costs without adding headcount. Process Compliance Navigator enables FSIs to understand and manage regulations, maintain version control, define policies and procedures linked to specific regulations, and create reusable controls to ensure adherence across multiple regulations and workflows.
You can add products or upgrade at any time, but some products may need to scale together. Reach out to our sales department at 1-800-667-6389 to explore Process Compliance Navigator pricing and to see what works for your business.
We know things don't always go according to plan, and we're here and will try our best to support. Reach out to a sales representative at 1-800-667-6389 to discuss options.
We offer two distinct Compliance licenses to meet your exact business needs. The Compliance Admin license is $125 per user per month. The Base User license is $20 per user per month..
In many cases, Salesforce products integrate directly with many outside applications and systems to help you connect your data. For those that don’t have built-in integration, like on-premises data sources, you can purchase licenses of MuleSoft, work with our integration partners, or use apps on AppExchange.
Talk to a sales representative to get an idea of what integration solution works best with the Salesforce products you use.
The Financial Services Cloud license in Process Compliance Navigator is available as Enterprise Edition or Unlimited Edition to match any existing Financial Services Cloud licenses your organization has. Additional credits are available as add-ons. This page is provided for information purposes only and subject to change. Contact a sales representative for detailed pricing information.
